Caterpillar Inc. — SEC Form 4 Filings
SEC Form 4 Data
Track insider buying and selling activity for Caterpillar Inc. (CAT). Data sourced from SEC EDGAR Form 4 filings and analyzed by StoxPulse AI for significance.
5
$9.8M total
15
$36.0M total
0.3x
Bearish Signal
20
Form 4 transactions
Buy − Sell value
Buy · Aug 28, 2026
Creed · Buy
Caterpillar Inc. insiders filed 20 Form 4 transactions in the period analyzed: 5 purchases totaling $9.8M and 15 sales totaling $36.0M. That puts the buy-to-sell ratio at 0.33, which we read as bearish on a directional basis.
The most active filer was Creed Joseph E with 16 transactions in this window. 6 of the 20 filings are flagged as routine — typically 10b5-1 scheduled trades rather than discretionary signals.
Form 4 filings are point-in-time disclosures and do not constitute investment advice. Routine sales under pre-arranged 10b5-1 plans should not be read as bearish.
| Insider | Title | Type | Shares | Price | Value | Date |
|---|---|---|---|---|---|---|
| Creed Joseph E | Chief Executive Officer | Buy | 44,403 | $219.76 | $9.8M | 2026-08-28 |
| Creed Joseph E | Chief Executive Officer | Sale | 12,002 | $812.98 | $9.8M | 2026-08-28 |
| Creed Joseph E | Chief Executive Officer | Sale | 480 | $800.19 | $384K | 2026-08-28 |
| Creed Joseph E | Chief Executive Officer | Sale | 540 | $801.10 | $433K | 2026-08-28 |
| Creed Joseph E | Chief Executive Officer | Sale | 280 | $802.10 | $225K | 2026-08-28 |
| Creed Joseph E | Chief Executive Officer | Sale | 750 | $803.39 | $603K | 2026-08-28 |
| Creed Joseph E | Chief Executive Officer | Sale | 520 | $803.86 | $418K | 2026-08-28 |
| Creed Joseph E | Chief Executive Officer | Sale | 1,351 | $805.36 | $1.1M | 2026-08-28 |
| Creed Joseph E | Chief Executive Officer | Sale | 3,382 | $806.31 | $2.7M | 2026-08-28 |
| Creed Joseph E | Chief Executive Officer | Sale | 6,135 | $807.41 | $5.0M | 2026-08-28 |
| Creed Joseph E | Chief Executive Officer | Sale | 2,639 | $808.20 | $2.1M | 2026-08-28 |
| Creed Joseph E | Chief Executive Officer | Sale | 2,137 | $809.08 | $1.7M | 2026-08-28 |
| Creed Joseph E | Chief Executive Officer | Sale | 3,041 | $810.31 | $2.5M | 2026-08-28 |
| Creed Joseph E | Chief Executive Officer | Sale | 5,035 | $811.31 | $4.1M | 2026-08-28 |
| Creed Joseph E | Chief Executive Officer | Sale | 1,280 | $812.09 | $1.0M | 2026-08-28 |
| Creed Joseph E | Chief Executive Officer | Sale | 4,831 | $813.72 | $3.9M | 2026-08-28 |
| WILKINS RAYFORD JR | Director | Buy | 211 | $0.00 | $0.00 | 2026-06-10 |
| SCHWAB SUSAN C | Director | Buy | 211 | $0.00 | $0.00 | 2026-06-10 |
| REED DEBRA L | Director | Buy | 211 | $0.00 | $0.00 | 2026-06-10 |
| Marks Judith Fran | Director | Buy | 211 | $0.00 | $0.00 | 2026-06-10 |
Insider trading data for Caterpillar Inc. (CAT) is sourced directly from SEC Form 4 filings on the EDGAR database. Corporate insiders — including directors, officers, and shareholders owning more than 10% of the company — are legally required to report their transactions within two business days.
Insider purchases are often considered a bullish signal because executives are using their own money to buy shares, suggesting they believe the stock is undervalued. Insider sales, on the other hand, are more nuanced — they can reflect routine diversification plans (known as 10b5-1 plans), tax obligations, or genuine concerns about the company's outlook.
StoxPulse's AI system analyzes each CAT insider transaction to determine whether it appears routine or notable. We track the buy/sell ratio, total transaction values, and patterns over time to provide a clear picture of insider sentiment for Caterpillar Inc..
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Disclaimer: Insider trading data for Caterpillar Inc. (CAT) is sourced from SEC Form 4 filings and is provided for informational purposes only. Insider transactions should not be the sole basis for investment decisions. Always consult a qualified financial advisor.
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